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Vacancies

  • Start
    Date
    16/09
    2019

    Compliance Trainee

    London
    GAM Investments are looking for a school/college leaver or graduate to become a Compliance Trainee.
    Job Description:

    Job Roles: GAM Investments are looking for a school/college leaver or graduate to become a Compliance Trainee.

    The objective and mission of the Compliance Department is to protect GAM and its reputation, its clients and staff by managing Compliance risk and by providing both support and challenge to GAM’s different business areas and staff. Compliance risk is the risk of legal sanctions, reputational loss and material financial loss an organisation faces when it fails to comply with laws and regulations.

    This objective is pursued through the development of policies, procedures and controls that are reasonably designed to prevent, detect and correct violations of applicable law in general and of securities laws in particular.

    The Compliance Department assists GAM in complying with its regulatory obligations through interpretation of regulations, advising on regulatory issues, providing regulatory training and monitoring business activity.

    As an Investment20/20 Trainee you will benefit from centrally organised learning and development opportunities and additional training organised by GAM's in-house Learning & Development Department, Trainees will be given the opportunity to start an industry recognised professional qualification.

    Location: London

    Looking for: School/college leavers and graduates

    How to apply: Please apply here.

    Further Information:

    Close Date: 30 April 2019

    Start Date: 16 September 2019



     DownloadThe full Job Spec
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